Regulatory compliance and AML/KYC advisory for VASPs, CASPs, and regulated fintechs.
Compliance is not a one-time project. finconduit provides continuously adaptive advisory across MiCA, AML 6AMLD, DORA, GDPR, and all applicable frameworks — built to the standard your regulators and banking partners require.
100%
Bespoke programmes
7
Frameworks covered
40+
Institutions advised
EEA + UK
Regulatory coverage
Every framework.
Every obligation.
Our advisory spans the full regulatory landscape governing regulated fintechs and virtual asset businesses across the EEA and UK.
The cost of undetected gaps
Undetected compliance gaps are not theoretical risks.
Every unresolved gap in your regulatory posture carries a direct operational consequence. Banking partners decline applications without explanation. Regulators issue requests for information that extend licence timelines by months. Enforcement actions follow from deficiencies that a structured assessment would have caught.
The question is not whether your compliance programme has gaps — it is whether those gaps have been identified before your counterparties find them.
Banking rejection
Institutional banking partners reject applications from entities with compliance gaps — often without explanation. The documentation problem is usually not disclosed.
Regulatory enforcement
EEA and UK regulators have materially increased enforcement activity across AML, MiCA readiness, and GDPR. Fines and operating restrictions are the direct consequence of undetected gaps.
Licence delays
Incomplete or inadequate applications result in regulator requests for information — extending timelines by 3–12 months and consuming significant internal resource.
Sanctions exposure
Inadequate sanctions screening creates direct regulatory and criminal liability for institutions and their principals — an area of sustained supervisory focus.
Five compliance disciplines.
Fully integrated.
Each service is custom-scoped to your institution type, regulatory jurisdiction, and current compliance posture.
MiCA Compliance Assessment
A structured gap analysis of your current compliance posture against MiCA requirements — calibrated to your specific crypto-asset category, business model, and EEA jurisdiction.
- CASP authorisation gap analysis
- Whitepaper review and structuring
- Ongoing MiCA reporting framework
- Supervisory authority liaison
AML/KYC Programme Design
End-to-end design and documentation of a risk-based AML/KYC framework tailored to your institution type, customer base, and jurisdictional obligations.
- Customer risk classification matrix
- KYC/EDD policy and procedures
- Transaction monitoring configuration
- SAR filing and escalation procedures
Sanctions Screening Advisory
Review and optimisation of your sanctions screening infrastructure against OFAC, EU, HM Treasury, and UN sanctions programmes — including false positive reduction.
- Screening programme gap review
- List coverage analysis (OFAC, EU, UN, OFSI)
- False positive reduction advisory
- Escalation and de-listing procedures
UBO & Ownership Documentation
Beneficial ownership mapping, UBO declaration preparation, and regulatory register compliance across EEA and UK jurisdictions.
- UBO identification and documentation
- Beneficial ownership register filings
- Corporate structure mapping for regulators
- Cross-border ownership chain analysis
Regulatory Licensing Support
End-to-end preparation and submission support for VASP, CASP, EMI, and PSP licence applications across EEA member state regulators and the FCA.
- Licence application preparation and review
- Regulatory engagement and Q&A management
- Condition fulfilment tracking
- Post-authorisation compliance setup
Five stages. Complete transparency.
Defined timelines, clear deliverables, and explicit responsibilities at every stage.
Landscape Assessment
We review your business model, licence type, and applicable regulatory landscape to establish the full scope of compliance obligations.
Provide corporate structure documents, existing licences, and any prior regulatory correspondence.
Regulatory obligation map with framework applicability matrix.
Technical questions,
answered directly.
Regulatory advisory is precise work. These are the questions regulated institutions ask most often.
Ready to assess your
regulatory compliance posture?
Our compliance assessment provides a structured evaluation of your regulatory posture against all applicable frameworks — identifying gaps, prioritising remediation, and giving your institution a clear path forward.
- Complimentary initial regulatory assessment
- No commitment required
- Response within one business day
- Honest evaluation of your compliance position
Book your assessment
Complete the form and a member of our regulatory advisory team will be in touch within one business day.
Not ready for an assessment? Read our FAQ first